How to Obtain Your Securities License
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How to Obtain Your Securities License



As a life insurance agent, obtaining a securities license can expand your business and allow you to offer a wider range of financial products to your clients. A securities license allows you to sell securities products, such as stocks, bonds, and mutual funds, in addition to life insurance. This can give you the opportunity to diversify your product offerings and provide a more comprehensive range of financial services to your clients.


In addition to expanding your business, a securities license can also increase your credibility and professionalism as an insurance agent. By demonstrating your knowledge and expertise in securities products, you can build trust with your clients and show that you're committed to staying up-to-date on industry developments.


If you're a life insurance agent looking to obtain your securities license, there are a few steps you'll need to follow. A securities license allows you to sell securities products, such as stocks, bonds, and mutual funds, in addition to life insurance. This can expand your business and allow you to offer a wider range of financial products to your clients.


Determine your state's requirements: The first step in obtaining your securities license is to determine the requirements for your state. Each state has its own requirements for licensing, which may include education, examination, and experience requirements. Check with your state's securities regulator or licensing authority to determine what you need to do in order to be eligible for a license.


Most states require securities professionals to complete a certain amount of education and training in order to obtain a license. This may include courses on financial markets, securities products, and regulations. Some states also require that candidates pass a licensing exam in order to obtain a license.


Pass the licensing exam: In order to obtain a securities license, you'll typically need to pass a licensing exam. This exam covers topics such as financial markets, securities products, and regulations. It's important to study and prepare for the exam in order to increase your chances of success.


Apply for the license: Once you've completed the necessary education and training, you'll need to apply for the license. This typically involves completing an application and paying a fee. You may also need to provide documentation, such as proof of education and experience, as part of the application process.


By following these steps, you can obtain your securities license and expand your business as a life insurance agent. This can allow you to offer a wider range of financial products to your clients and help them protect their financial futures.


If you are considering becoming an agent or if you are thinking about changing companies, Real Financial would love to have you on our team.


Click here to get started on your new career path and become an iKon


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